Regulations: Regulation Six

Regulations

Regulation Six:
Standard for Salesperson

Amendment A. EFFECTIVE December 21, 2004

  1. CRITERIA FOR SECURING SALESPERSON LICENSE
  2. Employed by or provide services to a Motor Vehicle Dealer relating to the sale or lease of new motor vehicles.

  3. B. GOOD MORAL CHARACTER, HONESTY, HIGH ETHICAL STANDARDS
  4. Conduct which presumptively does not meet these standards include conduct that resulted in:

    • Conviction of a felony.
    • Conviction of a misdemeanor involving misrepresentation dishonest conduct or breach of fiduciary duties.
    • Termination of previous employment for dishonest conduct.
    • Repetitive violations of law.
    • Civil penalties for fraud or misrepresentation.
    • Subject to cease & desist order prescribing misrepresentations or failure to disclose.
    • Adjudicated to have misrepresented or failed to disclose material facts in a court or administrative proceeding.

Any applicant who is subject to any of the forgoing actions shall be given an opportunity to appear before the Commission to present any mitigating circumstances.

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